ISO 27001 Readiness for a Multifinance Company
ISO 27001 Readiness for a Multifinance Company
From scattered security documents to an audit-ready ISMS within 10 weeks.
Scattered SOPs → Control Mapping → Evidence Checklist → Internal Audit Simulation → Certification Readiness
A regulated multifinance company was preparing for ISO 27001 certification while also facing pressure to strengthen IT governance and evidence readiness. On paper, the company already had several policies and SOPs. But in practice, the documents were spread across different teams, control ownership was unclear, and audit evidence was difficult to collect quickly.
Scattered SOPs and policies
Unclear control ownership
Evidence difficult to collect
Audit interview readiness gap
- 40+ existing documents were not consistently structured
- 7 departments had different ways of keeping evidence
- Several IT controls existed, but the owner was unclear
- Access review, backup, vendor, incident, and change evidence were not centralized
- Risk register and Statement of Applicability were not fully connected to actual operations
Reviewed current ISMS documents, SOPs, IT processes, and evidence practices.
Mapped ISO 27001 controls to real departments and control owners.
Prepared risk register, risk treatment plan, Statement of Applicability, policies, SOPs, and evidence checklist.
Ran internal audit simulation and audit interview preparation.
Prepared the team for certification audit with clearer ownership and evidence discipline.
Figures are anonymized and may be adjusted based on final approved project data.
- Evidence scattered across departments
- Control owners unclear
- ISO treated mostly as documentation
- Audit preparation was reactive
- Evidence checklist and repository structure prepared
- Clear control owner matrix
- ISMS connected to daily operations
- Audit simulation completed before certification
Capio helped the client turn ISO 27001 from a documentation project into a practical information security management system that could be understood, operated, and defended during audit.